Private Banking Compliance Officer - Region Americas

Zurich, Suisse

Job Type

Full Time

About Us

Arc Vermeil is an international recruitment firm specialized in placement of executives and managers in the financial services Industry. Our agengy had been mandated on the following job

About the Role

Member of Private Banking Compliance team acting as dedicated centre of competence and Compliance contact for Region Americas

Support Relationship Managers and Management in the implementation and supervision of Compliance issues

Perform client onboarding reviews including assessment of KYC, client storyline, flow of funds, CDB, as well event triggered KYC reviews

Conduct internal investigations in cooperation with other specialist departments and Business Management

Follow up on outstanding onboarding issues/escalations

Identify and investigate serious cases of non-compliance

Provide training and training materials in connection with Compliance topics

Support internal Compliance projects

Recommend, develop, and implement solutions to support continuous improvement of our processes, procedures, and services

Requirements

  • Master’s degree in law / business administration, postgraduate studies in Compliance Management or equivalent

  • 3 – 5 years of experience in Private Banking Compliance

  • Knowledge of the Swiss regulatory environment and client documentation standards

  • Sound knowledge of the region Americas

  • Strong personality with good organizational and operational skills and ability to work under pressure

  • Solution oriented with a strong sense of integrity and discretion

  • Excellent communication skills

  • Independent, efficient and meticulous work method

  • Fluent in English and Spanish and | or Portuguese (spoken and written), knowledge of further languages is an advantage

 
Logo Arc Vermeil Shortcut 21-12-21.jpg